Faculty Handbook
Table of Contents
| PREFACE |
| The
purpose of the Faculty Handbook is to define the central role of the faculty of
Eastern New Mexico University in the fulfillment of the institutional mission.
Included are definitions of the faculty and statements concerning faculty responsibilities,
faculty rights and welfare, and faculty severance. Where procedures are appropriate,
they are clearly stated.
Unless specifically noted to the contrary, the provisions
in this Handbook apply to all faculty.
The statements of general educational
principles which follow describe basic understanding which obtain in this university
community as an appropriate means of assuring faculty participation in the governance
of the institution. The administrative procedures outlined in this document supersede
the statements of general principles referred to herein which are published in
external sources. No statement contained herein shall be construed as a limitation
of the plenary powers, with respect to this institution, which the Board of Regents
of Eastern New Mexico University exercises under the Constitution of the State
of New Mexico. |
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PART ONE - THE FACULTY |
| Definitions
I.
INTRODUCTION
The University faculty shall consist of all persons formally
appointed by the Vice President for Academic Affairs with academic rank. Faculty
appointments and privileges vary according to the nature of rights and responsibilities,
term of appointment, assignment, rank, governance, and administrative role. Because
of this variance, what follows is a series of definitions that exemplify the meaning
and application of these terms.
II. ACADEMIC RANK
There are
five academic ranks at Eastern New Mexico University. Rank is assigned at the
time of appointment or, for those on continuing appointments (tenure), as the
result of decisions from the faculty evaluation process. The five ranks are Lecturer,
Instructor, Assistant Professor, Associate Professor, and Professor. Qualifications
and standards for these ranks are described on pages 7 and 8 of this Handbook.
Faculty whose primary instructional assignment is in vocational-technical
education will be ranked in the grades of Instructor I through IV (see page 8
and 9 of the Handbook). Where they also carry an academic Instructional assignment,
they may be granted academic rank.
III. REGULAR AND RESOURCE FACULTY
It is useful to distinguish between categories of faculty that have certain
rights, responsibilities and roles in representing the faculty constituency in
governance. For this purpose, and for economy in referring to faculty who are
tenured or who are eligible for tenure, the concepts of Regular and Resource faculty
are defined. |
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A.
Regular faculty are all university faculty who are either tenured (continuous
appointment) or probationary and who have appointments which are half time or
more in instruction, university service, librarianship, professional service,
department chairship/school directorship, or scholarship and research.
B.
Resource faculty are all other university faculty who do not qualify
as regular faculty. In general, but not exclusively, resource faculty hold term
appointments and/or assignments dominated by other than faculty functions. |
| IV. APPOINTMENT
There are four kinds of faculty
appointments at Eastern New Mexico University: tenured, probationary, term, and
special. Tenured and probationary appointments apply only to regular faculty;
term and special appointments apply only to resource faculty. The terms and conditions
of any appointment will be defined in the Letter of Appointment issued by the
Vice President for Academic Affairs to the appointee. The four kinds of appointments
are described below. |
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A.
Regular Faculty |
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1.
Tenure Appointment
A tenure appointment provides for
continuous employment for fall and spring terms (or otherwise, if so stated) from
the date of appointment until the year of retirement. Tenured faculty are accorded
the rights of academic freedom and due process. Following first notification of
a tenured appointment, except in circumstances of change of status (promotion,
leaves, etc.), faculty on tenure (continuous) appointments will receive annual
letters of intent which will establish salary and assignment.
2. Probationary Appointment
A probationary appointment may be made for
a full-time or part-time faculty member eligible for tenure for a period established
in the Letter of Appointment from the Vice President for Academic Affairs. Previous
experience to be credited to the probationary period must be agree upon and communicated
in writing when the university issues its initial letter of probationary appointment.
This appointment is subject to renewal. Probationary appointees will be given
the following notice of non-reappointment, if applicable, as follows: |
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a.
Not later than March 1 of the first academic year of service, if the appointment
expires at the end of that year; or, if a one-year appointment terminates during
an academic year, at least three months in advance of its termination.
b.
Not later than December 15 of the second academic year of service if the appointment
expires at the end of that year; or, if an initial two-year appointment terminates
during an academic year, at least six months in advance of its termination.
c. At least twelve months before the expiration of an appointment after two or
more years in the institution. |
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B. Resource Faculty |
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1. Term Appointment
A term appointment may be made for a full-time or
part-time nontenure track faculty member. This appointment is for a specific period
of time and provides no guarantee of reappointment. Faculty on term appointments
are not entitled to any of the benefits of tenured or probationary faculty unless
otherwise provided in the Faculty Handbook.
2. Special Appointment
A special appointment is one made to assign academic rank to a person who has,
or is, contributing to the teaching, university service, professional service,
or research functions of the academic mission of the university but may not be
currently a compensated faculty employee of the institutions. Special appointments
are not entitled to any of the benefits of regular faculty except as otherwise
provided in the Faculty Handbook. The terms and conditions will be described in
the Letter of Appointment from the University. There are two kinds of special
appointments that are likely to occur most often, although others may be designated:
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a. Emeritus: A distinguished and honorary appointment given a tenured member
of the faculty at the time of retirement based on a recommendation from appropriate
faculty and academic administration.
b. Adjunct: An appointment given
to a person of substantial professional caliber and achievement who is recommended
by the appropriate faculty and by the academic administrators for formal association
with an academic program. |
| V. ASSIGNMENT
Faculty
assignments vary in time, work load, and function. This variation affects not
only the appointee's employment rights and responsibilities but also the appointee's
role in faculty or administrative governance. |
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A. Faculty Functions
Faculty members may perform functions in the following
four areas: instruction; university service; professional service; and scholarship
and research. (The term scholarship and research or scholarly activity shall
include artistic and creative endeavors, when appropriate.)
B. Term and
Time of Assignment
Faculty appointments vary according to the part of
the fiscal year for which the appointee is assigned. The typical units are: the
fiscal year, the academic year (contiguous fall and spring semesters), a semester,
the summer semester, and interim period, or others as defined.
Assignments
may also vary according to whether the individual is assigned to a full-time or
part-time effort within a given term of employment.
C. Visiting Assignment
On occasion, persons who already hold academic rank at another institution of
higher education will be appointed to the university faculty. After consultation
with the appropriate faculty and academic administrators, the Vice President for
Academic Affairs may appoint these individuals to the Eastern New Mexico University
faculty with the designation of "visiting" professor.
D. Research Assignment
On occasion, persons will be appointed to faculty rank whose assignment is primarily
to augment the research, professional service and/or research mission of the institution.
After consultation with the appropriate faculty and academic administrators, the
Vice President for Academic Affairs may appoint these individuals to the Eastern
New Mexico University faculty with the designation of "research" professor at
the appropriate academic rank.
E. Honorary Assignment
On occasion,
persons who have distinguished themselves in faculty functions will be given an
academic rank and title to acknowledge their accomplishments. After consultation
with the appropriate faculty and academic administrators, the Vice President for
Academic Affairs may appoint these individuals to the Eastern New Mexico University
faculty with the designation of "Distinguished Research Professor."
F. Administrative
Assignment
Administrators with more than half-time administrative assignment
and who hold academic rank are, by definition, resource faculty. Academic administration
shall include, but not be limited to, the President of the University, the Vice
President for Academic Affairs, the Dean of the Graduate School, the Dean of Research,
the Director of University Outreach, the Director of Golden Library, the deans
of the colleges, and associates and assistants of the aforementioned administrators.
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| VI. RIGHTS AND PRIVILEGES
All university faculty are protected by the University's adherence to the
1949 Statement of Academic Freedom and Tenure of the American Association of University
Professors (AAUP). All university faculty also acknowledge the responsibility
to accept the constraints of professional ethics as outlined in that statement,
the parallel Statement of Professional Ethics of the AAUP, dated 1966, and AAUP
Statement of Freedom and Responsibility dated 1970.
University faculty derive
rights and privileges in accordance with the provisions of this Handbook, the
university governance document, and the constitution and bylaws of the Faculty
Senate. In situations where the rights and privileges of regular faculty are not
specifically addressed by this Handbook, the situation should be interpreted and
resolved in the light of the intent of the Faculty Handbook and not according
to regulations detailed in either the Professional Handbook or the Support Staff
Handbook.
Faculty on term or special appointment are not eligible for tenure
or sabbatical leave, nor are they entitled to early notice for reappointment or
nonrenewal, nor for service in the Faculty Senate on standing or special committees,
nor may they vote in the election of senators or standing or special committee
members, nor in any other election conducted under the auspices of the Faculty
Senate election committee. These faculty may participate in college and school/department
elections, however, if this participation is approved by majority vote of the
regular faculty in said college and school/department.
Faculty members whose
primary responsibility is coaching, as stated in their contracts or letters of
employment, are not eligible for tenure.
Emeriti faculty are accorded certain
privileges as defined in this Handbook by virtue of their retirement and emeritus
status and by negotiation with the university administration.
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| PART
TWO - FACULTY FUNCTIONS AND RESPONSIBILITIES |
General
Statement
The Board of Regents of Eastern New Mexico University has
adopted a policy on governance which subscribes to the principles outlined in
the 1966 Statement on Government of Colleges and Universities, jointly formulated
by the American Association of University Professors, the Association of American
Colleges, and the Association of Governing Boards of Universities and Colleges.
The following procedures shall be observed:
I. FACULTY
PARTICIPATION IN UNIVERSITY GOVERNANCE
The Faculty Senate is the primary
vehicle for faculty participation in university governance. It is elected in accordance
with its own constitution as approved by the Board of Regents. Other means of
faculty participation in governance include membership of faculty as either elected
or appointed representatives on university standing committees and other consultative
groups.
II. FACULTY PARTICIPATION
IN BUDGETARY MATTERS
Eastern New Mexico University subscribes to the principles
outlined in the 1972 statement of the AAUP entitled The Role of the Faculty in
Budgetary and Salary Matters, which essentially establishes two requirements:
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- There shall be clearly
understood channels of communication and the accessibility of important information
to those groups which have a legitimate interest in it.
- There shall
be participation by each group (governing board, president, and faculty) appropriate
to the particular expertise of each. Thus, the Board of Regents is expected to
husband the endowment and obtain capital and operating funds; the President is
expected to maintain existing institutional resources and create new ones; the
faculty is expected to recommend faculty salary policies and, in its primary responsibility
for the educational function of the institution, to participate also in broader
budgetary matters primarily as these impinge on that function. All three groups,
the Statement on Governance states clearly, should participate in long-range planning.
- Faculty involvement in budgetary matters primarily manifests itself
through participation in the University Budget Committee, the structure and responsibilities
of which are outlined in the university governance document. In addition, the
President of the Faculty Senate (or designee) is invited to attend meetings of
the Commission on Higher Education and the Legislative Finance Committee.
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| III. FACULTY
PARTICIPATION IN THE SELECTION AND EVALUATION OF ADMINISTRATORS
Eastern
New Mexico University subscribes to the principles outlined in the 1974 Statement
of Faculty Participation in the Selection and Retention of Administrators of the
AAUP, which are outlined below: |
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A.
Ad hoc committees for the selection of administrators are established by the Board
of Regents (when a vacancy is in the office of the President) or by the appropriate
administrative offices under the guidelines of the Board.
B. Faculty participation
in the evaluation (and retention) of academic administrators is accomplished through
their representation on a committee for the evaluation of administrators, which
is broadly representative of the several university constituencies. The committee,
which shall be reconstituted each academic year not later than October 1, is composed
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* the
President of the Faculty Senate or his/her appointee from the Senate.
* four
faculty, one from each college, elected by the Senate.
* a faculty representative
from each branch campus, elected by the respective branch campus faculties.
* the President of the Professional Employees Senate or his/her appointee from
the Senate.
* the President of the Student Government or his/her appointee.
* two students elected by the Student Senate. |
| IV. FACULTY SELECTION AND EVALUATION
The primary responsibility for faculty selection and evaluation rests with
the faculty. Evaluation encompasses not only teaching and related functions such
as advising and service on school/department, college and university committees,
but also scholarly and professional activities and academic preparation. Recommendations
for appointment, retention, promotion, leaves, and tenure originate with the faculty
and will be based on these evaluations. Regular faculty members seeking a change
of status (probationary retention, promotion, tenure, leave) shall be responsible
to initiate such a change through their own active role in applying for the change
of status, following appropriate procedures and preparing and submitting materials
and/or a review file. The evaluation steps for resource faculty members other
than academic administrators shall stop at the level of college dean. Final authority
for all matters relating to faculty status is delegated to the President by the
Board of Regents, subject to the Board's review. |
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A. Procedures for Faculty Evaluation |
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1.
At the beginning of each fall semester, the Office of Academic Affairs shall publish
a calendar establishing the dates for each step of the faculty evaluation process.
There shall be two schedules. The schedule for first-year probationary faculty
shall commence with the gathering of information during fall and will continue
with step 7, following, after the beginning of spring semester. The schedule for
all other faculty shall begin with fall semester. Written responses may necessarily
modify the schedule for any faculty member. The evaluation steps for resource
faculty members (those with term contracts) shall stop at the level of the college
dean (step 9).
2. Each fall semester, the faculty in each school/department
shall elect a Faculty Evaluation Committee (FEC) of not fewer than three nor more
than five faculty excluding the unit head. Whenever possible, a majority of the
FEC shall hold tenure. A unit may, but is not required to, combine with other
units; any such merger must be approved by a majority of the faculty in each affected
unit. To form its FEC, a unit may elect one or more faculty members from other
units.
3. The FEC and the respective unit head(s) shall propose for all faculty
with instructional assignments appropriate FEC peer and student evaluation procedures
for the subsequent year. The proposal must be ratified by the faculty members
of the unit. In addition to FEC peer evaluations, other evaluations may include
those from faculty on campus and/or professional colleagues off campus. Peer evaluations
must be signed by their author. The FEC shall communicate these procedures in
writing to the faculty of the unit and to the dean of the college.
4. A Probationary
faculty member must be appraised annually and must submit a current resume and
summaries of student and peer evaluations. A faculty member applying for promotion
and/or tenure shall submit a review file documenting sustained professional development,
including a current resume, self-evaluation and supportive materials, to the FEC.
Supportive materials should include pertinent descriptions and examples of teaching
materials, scholarly/artistic productivity and professional service.
5. At
any step in the evaluation process, upon receiving written notification of a recommendation,
a candidate may submit a written response to provide comment or information. This
response shall be submitted to the evaluator within five working days. In the
case of such written response, the evaluator (within five working days) shall
acknowledge receipt and shall notify the candidate how the response affected the
recommendation. The evaluation calendar for candidates electing to make responses
shall be adjusted to absorb the five day allowance as required to meet individual
circumstances.
6. Each evaluator shall review the resume, summaries of student
and peer evaluations, responses, insertions and other supportive materials and
shall prepare for each candidate an appraisal of the candidate's progress or success
in meeting or achieving the University's standards for retention, promotion, or
tenure.
7. The FEC shall then review the resume, summaries of student and
peer evaluations and other supportive materials and, for each candidate, shall
present the unit head with a written recommendation and rationale. The FEC Chair
shall provide the candidate with a copy of the recommendation and rationale at
the time the recommendation and supporting materials are forwarded to the unit
head.
8. The unit head shall review the FEC recommendation and rationale and
the supporting materials, and shall present the college dean with a written recommendation
and rationale. The unit head shall provide the candidate with a copy of the recommendation
and rationale at the time the recommendation is forwarded to the college dean.
9. The college dean shall review all recommendations and supportive materials
to determine whether standards and procedures have been applied equitably among
the schools and departments and to present a written recommendation and rationale
to the Dean of the Graduate School. The college dean shall provide the candidate
with a copy of the recommendation and rationale at the time the recommendation
is forwarded to the graduate dean.
10. The Dean of the Graduate School shall
then review all recommendations and supporting materials to determine whether
standards and procedures have been applied equitably among colleges and to present
a written recommendation and rationale to the Vice President for Academic Affairs.
The graduate dean shall provide the candidate with a copy of the recommendation
and rationale at the time the recommendation is forwarded to the Vice President
for Academic Affairs.
11. The Vice President for Academic Affairs shall review
all recommendations and supporting materials and shall present a written recommendation
and rationale to the President. The Vice President for Academic Affairs shall
provide the candidate with a copy of the recommendation and rationale at the time
the recommendation is forwarded to the President.
12. The President shall
review all recommendations and supportive materials, shall make a decision and,
within five working days, shall advise the candidate and those involved in steps
7. through 11. of his/her decision. The candidate may submit a written response
within five working days. In the case of such response, the President, within
five working days, shall acknowledge receipt and shall notify the candidate of
how the response affected the decision. If the candidate requests, the President
shall provide, in writing, reasons for his/her decision.
13. The President
shall submit his/her final decision to the Board of Regents no later than its
regular meeting which coincides with spring commencement.
14. The candidate
may request a hearing before the Board of Regents to appeal the final Presidential
decision. Within five working days following notification of the President's decision,
the candidate shall notify the President that he/she desires a hearing. The Board
of Regents shall schedule the meeting at its convenience but no later than the
Board of Regents' regular meeting which coincides with spring commencement. |
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B. Standards for Appointment, Promotion,
and Tenure
Promotion in rank is an earned achievement and is an indication
of the institution's confidence in the individual faculty member. As such, promotion
is a significant procedure. It is not an entitlement. Promotion indicates that
the faculty member has continued to grow and develop professionally. In no way
should minimum years in rank be considered the only prerequisite for promotion.
While guidelines are desirable and helpful in most circumstances, they should
not be construed so rigidly as to prevent consideration of exceptional and unusual
circumstances. Such instances should be clearly identified as exceptional and
should be explained in detail on an ad hoc basis. Specific standards are as follows:
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1. Academic
Faculty |
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a. The Rank of Professor
Persons appointed at or promoted to this rank,
the highest rank which the university confers, shall hold an earned doctorate
or other appropriate terminal degree in the field, shall have demonstrated excellence
in teaching, evidence of scholarly productivity, academic responsibility,* and
professional growth and development. They shall have served a minimum of ten years
in higher education and shall have served in rank as an associate professor for
at least four years.
b. The Rank of Associate Professor
Persons
appointed at or promoted to this rank, a senior rank in the university faculty,
shall hold an earned doctorate or other appropriate terminal degree in the field,
shall have demonstrated excellence in teaching, evidence of some scholarly or
research activity, appropriate professional involvement, and academic responsibility.
(Academic responsibility is defined as evidence of willingness to accept
and perform satisfactorily such normal faculty assignments as service on department
or school, college, and university committees, as well as the regular instructional
and advising assignments.) They shall have served a minimum of seven years in
higher education and shall have served in rank as an assistant professor for at
least four years.
c. The Rank of Assistant Professor
Persons who
hold the doctorate are eligible for appointment at the rank of assistant professor
without regard to experience. Those who complete the degree while on the staff
are eligible for promotion to the rank of assistant professor without regard to
experience. For those who do not hold the doctorate or appropriate terminal degree,
appointment at or promotions to the rank of assistant professor should be based
on a minimum of four years of experience in higher education and evidence of significant
progress toward the completion of a doctoral program (significant progress being
defined, ordinarily, as completion of all course and language proficiency requirements
and the passing of preliminary or comprehensive examinations). Consideration for
promotion shall also require evidence of excellence in teaching and a demonstrated
commitment to scholarship and professional activity.
d. The Rank of Instructor
This rank is the beginning level in college and university teaching and as such,
has minimal requirements as far as academic preparation is concerned, i.e., the
completion of the master's degree. There is no experience requirement.
e. The Rank of Lecturer
This rank is a respected faculty rank reserved
for those resource faculty appointed on a term contract for a primarily instructional,
temporary, and usually, part-time assignment. Faculty holding the rank of lecturer
are often adjunct faculty or others invited to teach particular courses on an
occasional and possibly even repetitive basis. They are not assigned the full,
normal range of faculty responsibilities (university service, professional service,
scholarly/creative productivity) and have no right to reappointment. Persons appointed
at this rank will vary in minimal academic qualifications but generally shall
have the doctorate or equivalent terminal degree to teach at the upper division
or graduate level, will have the master's degree to teach at the upper division
level, and will have a baccalaureate degree to teach at the lower division level.
Exceptions to these requirements may be made by the Vice President for Academic
Affairs upon presentation of evidence of a record of experience or other credentials
that indicate academic degree equivalence. |
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2. Vocational-Technical Faculty
Faculty whose primary instructional assignment
is in vocational-technical education will be ranked in the grades of instructor
I through IV. Where they also carry an academic instructional assignment, they
may be granted academic rank as they are appropriately qualified for it under
the provisions of the preceding section. |
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a. Instructor IV
Persons appointed at or promoted to this rank shall hold
a master's degree in the field; twelve years of full-time post-secondary teaching,
with four years as an instructor III (or acceptable equivalents); demonstrated
excellence in teaching and advising, professional development, and exceptional
school/department, institutional or professional service.
b. Instructor
III
Persons appointed at or promoted to this rank shall hold a bachelor's
degree in the field; five years of full-time post-secondary teaching, with four
years of service as an instructor II (or acceptable equivalents); demonstrated
excellence in teaching, advising, and professional development.
c. Instructor
II
Persons appointed at or promoted to this rank shall have an associate
degree in the field (or acceptable equivalent), one year full-time postsecondary
teaching, a four-year New Mexico vocational certification, and a commitment to
excellence in teaching.
d. Instructor I
Persons appointed at this
rank shall have vocational certification by the State Department of Education.
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3. Tenure
Persons not previously tenured are eligible to be considered for tenure after
a probationary period not to exceed seven years. Normally, minimum of four years
of probationary service will be required. Persons who previously held tenure in
this or another institution, however, may be granted tenure in a period of less
than four years. Persons holding tenure in the faculty who have an administrative
assignment or who acquire tenure in the faculty while holding an administrative
assignment will retain their rank with tenure in the faculty. Such persons may
return to a teaching position in accordance with the individual agreement which
was reached at the time the administrative appointment was accepted, without loss
of tenure or rank. Tenure for instructors in vocational programs shall be coterminous
with the existence of the program.
4. Notice of Nonreappointment
Eastern New Mexico University subscribes to the statement on The Standards for
Notice of Nonreappointment of the AAUP. Notice of nonreappointment or of intention
not to recommend reappointment to the Board of Regents will be given in writing
by the President in accordance with the following standards: |
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a.
Not later than March 1 of the first academic year of service, if the appointment
expires at the end of that year; or, if a one-year appointment terminates during
an academic year, at least three months in advance of its termination.
b.
Not later than December 15 of the second academic year of service if the appointment
expires at the end of that year; or, if an initial two-year appointment terminates
during an academic year, at least six months in advance of its termination.
c. At least twelve months before the expiration of an appointment after two or
more years in the institution.
Note: Only severe financial exigency
will justify departure from these notification deadlines. (See page 27) |
| V. PERIODIC REVIEW
OF TENURED FACULTY
Given the dynamic nature of the various fields of knowledge,
practitioners of academic disciplines are challenged to keep abreast with changes
and developments within their area of expertise. Eastern New Mexico University
envisions the Periodic Review of Tenured Faculty as means of supporting faculty
in enhancing their skills and expertise by providing opportunities for professional
growth and development. To this end, the performance of tenured faculty shall
be reviewed in the fifth year after the award of tenure and in five year cycles
thereafter. The areas reviewed shall be a faculty member's teaching, research
and scholarly activity, and contributions by the faculty member in the area of
public service to the institution and the community. As a desired outcome, the
Periodic Review of Tenured Faculty shall identify areas of faculty development
needed or desired for fulfillment of professional goals and roles within both
their discipline and the university.
In addition to this aim of professional
growth and development, the Periodic Review of Tenured Faculty is designed to
support Eastern New Mexico University's primary mission as a teaching institution.
Serving the needs of students, the university acknowledges an obligation to ensure
the quality of its instruction.
The process shall honor the principles of
academic freedom and respect the rights and obligations of tenured faculty as
set forth by the AAUP. |
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Procedure
1. In the fourth year following the award of tenure or in the fourth year
following a "regular" faculty member's last evaluation, he or she shall be notified
by the dean of the college that during the next academic year, a review will be
conducted of the faculty member's performance in the areas of teaching, scholarship,
and service.
2. At the beginning of each fall semester, the Office of Academic
Affairs shall publish a calendar establishing the dates for each step of the tenured
faculty review process. The schedule shall provide that the process commence with
the start of the spring semester.
With each step of the review process, the
faculty member shall be provided in writing with a copy of the reviewer's analysis,
recommendation, and rationale for the recommendation. The faculty member, if he
or she chooses, shall then have five working days to submit a written response.
Individuals or committees conducting the review shall, within five working days,
acknowledge receipt and notify the faculty member of how the response affected
their determination. Analyses, recommendations and rationales along with review
files shall be forwarded to the next step of the review process upon completion
of the response period. Adjustments to the review calendar shall be made on an
ad hoc basis to accommodate responses.
3. Early in the fall semester, each
college shall establish a College Faculty Review Committee (CFRC). This committee
shall be composed of five tenured faculty members, four of whom are selected through
a college-wide election as a standing members of the committee. This college-wide
election shall be conducted by the Faculty Senate Elections Committee. A fifth
tenured faculty member shall be elected from and by the unit of the faculty member
being reviewed. Should there be no tenured faculty members within that unit, the
faculty of the unit shall elect any tenured faculty member of a related discipline.
When possible, no more than two faculty members from the same unit may serve on
this committee. Tenured faculty members under review shall be ineligible to serve
on this committee in the year of their review.
4. In conformity to faculty
evaluation procedures described in section IV. A. 3, the criteria used in the
review shall be based upon the peer and student evaluation procedures proposed
by the faculty member's FEC and approved by his or her unit and college. These
guidelines shall be applicable in the year subsequent to their adoption. As a
part of these evaluation procedures, each unit shall establish procedures for
the peer evaluation of teaching. Peer evaluations must be signed by their author.
5. Each year, the CFRC, with support of the unit heads, shall be responsible
for overseeing student and peer reviews of teaching for all tenured faculty of
the college. Records of all student and peer evaluations shall be gathered by
the chair. The CFRC and faculty member shall be provided with copies of all records
and information gathered.
6. In the year the tenured faculty is scheduled
for review, he or she shall prepare a review file. This file shall contain a reflective
statement by the faculty member describing his or her teaching, research/scholarly
activity, and service, along with the yearly record of student and peer reviews.
In addition, the file should contain a current vita, portfolios of exhibits on
the teaching/learning experience, scholarship, service, and other relevant supporting
material.
7. The faculty member shall first submit his or her review file
to the unit head. Based on the review file and the student and peer review of
the faculty member's teaching, the unit head shall provide an analysis (without
recommendation) of the faculty member's performance in the areas of teaching,
research/scholarship, and service according to FEC guidelines.
8. Reviewing
the available materials, the CFRC shall appraise the faculty member's performance
in the areas of teaching, research/scholarship, and service. To recommend that
the faculty member be placed on probation, the determination of unsatisfactory
teaching performance must be made. In determining unsatisfactory teaching performance,
a continual neglect of teaching responsibilities or evidence of persistent poor
teaching evaluations during the period since the last review must be clearly demonstrated.
It is the responsibility of the CFRC, as well as other reviewers, to establish
a clear pattern of poor performance. The CFRC shall have the opportunity to solicit
additional information as needed. Any additional information obtained will be
shared with the faculty member.
9. The college dean shall review the recommendations
and supporting materials. The dean shall make an appraisal of the faculty member's
teaching, research/scholarly activity, and service, and provide a recommendation
with the rationale based on the faculty member's teaching.
10. Should reviews
of the faculty member's teaching from both the CFRC and the dean be satisfactory,
the tenure review process is complete. The dean shall, in writing, forward its
recommendation and rationale, along with those of the CFRC, through the VPAA to
the President.
11. Should the CFRC and/or dean recommend that the faculty
member, as a consequence of unsatisfactory teaching, be placed on probation, the
recommendation and rationale along with the faculty member's review file shall
be forwarded to the University Faculty Review Committee (UFRC). The UFRC shall
be formed of five tenured faculty members, one elected by and from each of the
colleges and one elected from the faculty at-large. The at-large position shall
serve as chair of this committee. Only tenured faculty shall be eligible to vote.
Faculty members serving on the UFRC may not be members of a CFRC. Election of
the UFRC, to be conducted by the Faculty Senate Elections Committee, shall precede
that of the CFRCs.
12. The UFRC shall review the analysis of the unit head
as well as the recommendations and rationale of the CFRC and the dean to determine
whether the evidence clearly supports the probationary recommendation and whether
equity has been applied among the colleges and schools of the university. In considering
the question of equity, the UFRC shall have access to the files of other tenured
faculty reviews conducted during the year.
13. Should the UFRC determine the
faculty member's teaching to be satisfactory, the tenure review process is complete.
The UFRC shall, in writing, forward its recommendation and rationale, along with
those of the CFRC and dean, through the VPAA to the President.
14. Should
the UFRC recommend probation, the faculty member may direct an appeal to the VPAA,
and subsequently, if the recommendation is unfavorable, to the President.
15. A faculty member who has been recommended for probation shall receive official
notification of the same from the President of the university. The university,
under the supervision of the dean and unit head, shall offer the faculty member
opportunity to meet with the unit head, dean, and representatives of the CFRC
and UFRC to develop a probationary period plan to address the teaching deficiencies.
Such a plan should 1) specify areas of needed improvement, and 2) identify supporting
programs, personnel, and resources.
16. The probationary period shall last
for two years. During the first year, the unit head and dean shall conduct interim
reviews and progress reports.
17. A reevaluation shall be conducted during
the second semester of the second year. This reevaluation shall focus exclusively
on teaching and shall follow the procedures and steps previously set forth with
the following adjustment: Should the UFRC, following completion of the response
process, recommend loss of tenure, the recommendation shall be forwarded to the
President of the university. Upon receipt of this recommendation, the president
shall proceed to initiate procedures described in Part Four, section II of the
Faculty Handbook.
Approved by Board of Regents 12/8/95 |
| VI. ACADEMIC DISHONESTY
Academic dishonesty
is unacceptable conduct in the university community. The faculty are expected
to advise students that cheating and plagiarism can incur a range of penalties,
including failure in the class in which the offense is committed. Students should
be advised that each college has devised its own appeals procedure with respect
to grading practices and academic dishonesty and that information about those
procedures can be obtained from the office of the respective college dean.
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| PART
THREE - FACULTY RIGHTS AND WELFARE |
| I. PRIVACY,
DISCLOSURE AND ACCESS TO FACULTY PERSONNEL INFORMATION
A personnel file
shall be maintained for each faculty member in the University Personnel Office.
Personnel files may also be maintained in the offices of school directors/department
chairmen, college deans, and the Vice President for Academic Affairs. Personnel
files shall contain only materials relating to professional qualification and
assignment, professional performance, and employment status.
A faculty member,
upon request, shall be permitted to examine his/her personnel files during normal
business hours in the presence of a representative of the administrator responsible
for the files. The faculty member may be accompanied by a representative of his/her
choice. Documents to which a faculty member has waived the right of access shall
not be made available.
A faculty member shall have the right to submit written
additions or responses to the material contained in his/her personnel files, and
upon request shall be given a copy of any material contained therein to which
access has not been waived at his/her expense.
II. COMPLAINTS
AND GRIEVANCES
A complaint is a claim by a member of the university of
improper, unfair, arbitrary, or discriminatory treatment. Complaints shall be
processed through the procedures set forth herein. |
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A. Procedures for Complaints Arising Within an Academic School/Department |
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1. Individuals or groups
within a school/department must first attempt to resolve their complaints informally
with the person(s) involved.
2. Should there be no resolution, the complaint
may be referred to the Faculty Evaluation Committee (FEC). Any person directly
involved in the complaint shall be disqualified from service on the committee.
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a.
The individual shall file a complaint, in writing, submitting it to the FEC, specifying
in detail the nature of the complaint and the remedies sought up to that time.
b. The committee shall notify, in writing, the person complained against of
the specific complaint. The committee shall allow five working days for a written
response.
c. Should either party desire a hearing, the committee shall grant
such a hearing based on the written complaint. Either party may have representation
and witnesses and may present all necessary evidence.
d. The committee, having
heard the case, shall, within five working days, issue a written decision, stating
explicitly the reasons for that decision.
e. The decision shall be reported
to the school director/department chairman and all parties concerned. |
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3. Action on complaints
within the school/department does not preclude subsequent appeal according to
the procedures outlined for complaints affecting persons outside the school/department. |
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B. Procedures for Complaints Affecting
Persons Outside the School/Department |
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1.
A complainant in the academic community must first attempt to resolve his/her
complaint with the person(s) involved.
2. Should there be no resolution, a
committee of three people (who shall be university employees) shall be formed
by the Executive Committee of the Faculty Senate to hear the complaint. Each party
shall choose a representative, and these representatives shall select a third
person to serve as chairman.
3. The committee of three shall propose a resolution
to the complaint. The decision of this committee shall be final. |
| GRIEVANCES: DEFINITIONS AND PROCEDURES
A grievance is an allegation
by a faculty member that there has been a violation or improper application of
the terms and conditions of the Faculty Handbook. A grievance can also be an allegation
regarding improper, arbitrary, or discriminatory application of Eastern New Mexico
University's policies and practices relating to terms and conditions of employment
as stated in a contract. |
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1. Informal Grievance Resolution
Faculty members shall attempt to work
out grievances before resorting to formal procedures. If it is not possible to
resolve a grievance informally, a formal grievance may be filed.
2. Formal
Grievance Procedures |
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a.
A faculty member shall prepare a written statement of the facts concerning the
grievance. The statement shall specify: |
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(1)
those provisions of the Faculty Handbook or other policies alleged to have been
violated;
(2) the relief requested;
(3) the informal procedures that have
been utilized in previous attempts to resolve the grievance. |
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b.
The written grievance shall then be submitted to a Faculty Grievance Committee
which shall consist of three faculty representatives on the Human Dignity Committee
(a university standing committee). The Faculty Grievance Committee shall attempt
to resolve the grievance through mediation and shall recommend action to this
end.
c. In the event that mediation fails, the faculty member may file the
statement of grievance with the dean of his/her college within 30 calendar days
after receipt of the Faculty Grievance Committee's recommendation. The dean shall
hold a grievance meeting within two working days of the receipt of the statement
of grievance. The meeting shall include the dean, all parties to the grievance
and, if desired, a representative of each party chosen from the faculty or administration.
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(1)
A summary of this meeting shall be kept by the dean, to which the aggrieved may
respond in writing.
(2) The dean shall make a decision on the grievance within
ten working days after the meeting. |
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d.
The aggrieved may appeal the dean's decision. This appeal shall state in writing
the reason(s) why the dean's decision does not resolve the grievance. |
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(1)
The aggrieved's appeal shall be filed with the Vice President for Academic Affairs
within ten working days after receipt of the dean's decision.
(2) The Vice
President for Academic Affairs shall hold a grievance meeting within ten working
days after receipt of the appeal. The meeting shall include the Vice President
for Academic Affairs, all parties to the grievance and, if desired, a representative
of each party chosen from the faculty or administration.
(3) The Vice President
for Academic Affairs shall review all material pertaining to the grievance and
shall issue a written decision to the aggrieved within ten working days after
the close of the meeting. |
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e.
If the aggrieved finds that the decision of the Vice President for Academic Affairs
does not resolve the grievance, the aggrieved may file an appeal with the President
within ten working days of receipt of the decision of the Vice President for Academic
Affairs. The President will consult with the Faculty Grievance Committee before
reaching a decision concerning the grievance. The decision of the President shall
be final, subject to review by the Board of Regents. |
| III. AFFIRMATIVE ACTION POLICY
The purpose
of all policies at Eastern New Mexico University is to maintain the institution
as a university of the highest quality. The affirmative action policy described
here is intended to uphold the purpose by providing equal employment opportunity
for all applicants and to comply with the Executive Order 11246. The affirmative
action plan is also intended to increase the number and improve the relative position
of minority group members and women at all employment levels of the institution.
Avoidance of discrimination does not by itself bring about change in the composition
of the faculty or staff. Consequently, to achieve changes in personnel composition
requires affirmative action. Hiring decisions that are made from an applicant
pool that does not include minorities and women could be considered discriminatory
and, therefore, positive recruiting efforts to locate and seek applicants from
appropriately qualified minorities is basic to nondiscrimination. Careful review
of stated qualifications is also an integral part of positive recruiting efforts.
Too often, attention to applicants' qualifications has resulted in a rigid reliance
on degrees and experience that can lead to improper exclusion of members of minority
groups and women who could assume the responsibilities of the position. The administration
believes that these procedures will make Eastern New Mexico University an affirmative
action employer in the best sense of that phrase and that their results will be
reflected in the employee composition of the institution.
The President is
ultimately responsible for the implementation of Eastern New Mexico University's
affirmative action plan, and has delegated authority to the Affirmative Action
Officer to assure compliance.
Responsibility for determining appropriate numerical
goals has been delegated to the vice presidents, deans, department chairmen, school
directors, and unit supervisors. The affirmative action officer provides for coordination
between faculty and support service programs and serves as official liaison officer
with outside compliance agencies. In addition, all programs are monitored to assure
that the affirmative action plan policies are carried out.
It is the University's
desire and hope that the affirmative action plan will soon become an integral
part of management and that special emphasis will no longer be needed. Until this
becomes a reality, each member of management has been advised that failure to
adhere to Eastern New Mexico University's equal employment opportunity policies
will result in disciplinary action.
The following summary statement of the
University's personnel policies is posted throughout the campus as well as included
in personnel handbooks.
STATEMENT OF PERSONNEL POLICY
It is the policy
of Eastern New Mexico University to: |
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1. Recruit, hire, and promote for all job classifications
without regard to race, creed, color, national origin, sex, disability
or age, except where sex or age is a bona fide occupational qualification.
2. Base decisions on employment solely
upon the individual's qualifications for the position being filled.
3. Make
promotion decisions only on the individual's qualifications as related to the
requirements for the position for which he/she is being considered.
4. Ensure that all other personnel actions such as compensation,
benefits, transfers, layoffs, return from layoff, company-sponsored
training, education, tuition assistance, and social and recreational
programs will be administered without regard to religion, race,
creed, color, national origin, sex, disability or age, except where
sex or age is a bona fide occupational qualification.
5. Restrict employees from
initiating or participating in institutional decisions involving a direct benefit
(initial appointment, retention, promotion, salary, leave of absence, etc.) to
members of their immediate families.
Ad hoc committees have been used to review
compensation, recruit applicants for vacant positions, review applications for
recommendation to the administration and devise an instrument for job classification
review. Special ad hoc committees will be utilized to deal with specific situations
as needed. |
| IV. DRUG-FREE
WORKPLACE POLICY
Approvals: President's Council 5/12/89
Board of Regents
5/12/89
Definitions: Eastern New Mexico University, hereafter referred
to as, "the University," means the University as it is administered through each
of its campuses, its off-campus centers and its associated activities.
Employee
is any person hired by Eastern New Mexico University to work for wages or salary,
including student employees.
Director of Personnel will mean the Director
of Personnel of Eastern New Mexico University or his or her authorized representative.
For the Roswell campus of the University, that authorized representative is the
Dean of Administrative Services or his or her authorized representative.
Policy: The Board of Regents of Eastern New Mexico University adopts this policy to implement
the Drug-Free Workplace Act of 1988, Pub. L. 100-690, 102 STAT. 4304 (1988) and
the regulations promulgated pursuant thereto, 54 Fed. Reg. 4945 (1989).
The
unlawful manufacture, distribution, dispensation, possession, or use of a controlled
substance is prohibited on the premises of Eastern New Mexico University, including
but not limited to its campuses, grounds, facilities,vehicles, or at any activity
held on University premises. If any employee of the University violates this policy,
that individual will be immediately referred to the Director of Personnel.
Responsibility: The President of the University is responsible for the
administration of the Drug-Free Workplace Policy and Program. The Director of
Personnel is designated by the President to administer this program for employees.
The Dean of Research is designated by the President to certify this program for
University grants and contracts.
The President's Council is designated by
the President to oversee the development and implementation of the Drug-Free Workplace
Policy and Program. The Director of Personnel and the Dean of Research are delegated
to assist the Council in this process.
Program: The University establishes
the following Drug-Free Workplace Program: |
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1.
The purpose of the Program is to inform the University's employees about: |
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a. the dangers of drug
abuse at the University as a workplace.
b. the Board of Regents' policy for
maintaining a drug-free university environment.
c. the information on available
drug counseling, rehabilitation, or employee assistance programs.
d. the appropriate
disciplinary action and penalties that may be imposed for a drug abuse violation.
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2. The Program requires the
Director of Personnel to provide each employee with a copy of the policy.
3. The Program requires each employee, as a condition of employment, to: |
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a. abide by the Board
of Regents' Drug-Free Workplace Policy.
b. notify the Director of Personnel
of any criminal drug statute conviction for a violation occurring on the University
premises no later than five days after conviction.
c. sign a certification
of awareness of the University Drug-Free Workplace Policy and Program. |
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4. The Program requires the Dean of Research
to: |
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a. sign
a certification of the University Drug-Free Workplace Policy and Program for all
grants and contracts proposals and agreements.
b. notify the appropriate federal
contracting agency within ten days after receiving notice from an employee of
a conviction of any criminal drug statute or of otherwise receiving actual notice
of the conviction. |
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5. The Program
requires the Director of Personnel to take one of the following actions after
receiving notice of any criminal drug statute conviction: |
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a.
appropriate disciplinary action according to established personnel policy and
procedure up to and including dismissal, and/or
b. requiring the employee
to participate in an approved drug-abuse assistance or rehabilitation program.
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6. The Program requires the
University to make a good faith effort to continue to maintain a drug-free workplace
through implementation of this policy and program. |
| V. CONTRACTS
Every contract issued to a faculty member
shall state at least the following information: (1) faculty classification (see
Definitions, p. 1); (2) rank; (3) tenure status; (4) academic assignment (discipline);
(5) salary; (6) constituency; and (7) special conditions of employment, if any.
The contractual responsibilities of nine-month faculty shall begin with an
initial faculty meeting which shall be called within five days prior to the beginning
of instruction in the fall. These responsibilities shall terminate with the submission
of final grades and attendance at spring commencement. All full-time regular faculty
members will be notified by the earliest feasible date (not later than April 1,
if possible) of the details of their contracts for the next year, including rank
and prospective salary.
VI. SUMMER EMPLOYMENT
Summer opportunities for employment of regular faculty for the summer session
will be controlled by anticipated enrollment, needed course offerings, and availability
of budgeted funds.
Where feasible, a rotation system will be utilized to give
as many faculty members as possible an opportunity for summer employment. The
first consideration will be program needs as determined by the college dean and
the Vice President for Academic Affairs.
However, faculty members with terminal
academic preparation in a program will ordinarily be given preference in summer
assignments as faculty with less than terminal preparation are expected to continue
work toward the completion of terminal qualifications. Every effort will be made
to hold summer session loads to a maximum of six semester hours per faculty member,
based on an eight-week session. Faculty to be employed for the summer session
will be notified by letter of appointment not later than May 1 of each academic
year (or as soon thereafter as possible, subject to state funding approval).
VII. OVERLOAD EMPLOYMENT
Ordinarily, full-time
faculty shall teach no more than one course as an overload per academic year.
Exceptions to this general guideline my be requested through the school director/department
chairman and the dean, subject to final approval by the Vice President for Academic
Affairs.
Overload shall be any instructional responsibilities of Eastern New
Mexico University and its affiliated programs assigned to a full-time faculty
member in addition to the normal load. (Normal load is 12 semester hours
or its equivalent for faculty on the Portales campus. For faculty on the Roswell
campus, the normal teaching load is 15 semester hours or its equivalent, because
that is the basis upon which funding is recommended by the Commission on Higher
Education for branch campuses.)
VIII. OUTSIDE
EMPLOYMENT
Outside employment is defined as employment for which compensation
is not disbursed by the University. Subject to certain restrictions, members of
the faculty are encouraged to engage in outside activities which will enhance
their personal and professional growth and reputation. The university policy concerning
outside employment is as follows: |
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A.
Since faculty members' primary responsibility is to the University, all outside
employment is considered secondary. Outside employment will be deemed excessive
when, in the judgement of the school director/department chairman and the dean,
it interferes with the faculty member's obligation to the University.
B. Outside
professional employment will not significantly conflict with classes, office hours,
or other assigned duties and commitments. When outside employment does not involve
absence from assigned duties and commitments, the faculty member is nevertheless
responsible for keeping the school director/department chairman and dean fully
informed. In writing, about the nature and extent of these circumstances.
C. Except in the cases specifically approved, in writing, by the President which
authorize official university involvement, the faculty member, in undertaking
such employment, shall act as an individual and not as an agent of the University
and shall not use the name of the University or official university stationery
in connection with such work.
D. The amount of earning from outside employment
is not a concern of the University. However, in order to avoid possible charges
against the university of unfair competition, a faculty member should charge fees
at least as great as would be charged by firms or individuals doing similar work,
except when advice or services are given free in the public interest. |
| IX. MEDICAL LEAVE
Medical leave
to include maternity leave with pay shall be authorized to all full-time nine-month
faculty members to accrue at the rate of 12 working days per year up to a maximum
of 130 working days or, in cases of long-term disability, until long-term disability
insurance benefits available through the University shall go into effect. Current
faculty at Eastern New Mexico University at the time of the adoption of the current
medical leave policy will be allowed to use prior service to the institution to
establish the amount of accrued medical leave but in no case shall accrued medical
leave exceed the maximum of 130 days as stipulated by the Faculty Handbook. Nonteaching
faculty of twelve-month contracts (including, but not limited to librarians with
faculty rank, coaches, and assistant deans) shall accrue medical leave at the
rate of 14 hours per month or 168 hours per year. A maximum of 1040 hours (130
working days) can be accrued.
Faculty members who are less than full-time
but who are half-time or more shall be entitled to medical leave prorated on the
basis of the proportion of their position to a regular full-time position.
X. RETIREMENT
The New Mexico Educational Retirement
Act of 1957 ensures a sustained program of retirement benefits for faculty and
other personnel. An explanation of the eligibility and benefits may be found in
the NMSA 1978 compilations and in a pamphlet prepared by the New Mexico Retirement
Board, available in the University Personnel Office.
The following privileges
are afforded retired faculty members: |
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*
Library privileges are available on the same basis as those granted regular faculty,
except that loans are limited to one month.
* Publications printed by the
University may be obtained on the same basis as they are made available to regular
faculty.
* All university-sponsored events and facilities will be made available
on the same basis as they are made available to regular faculty.
* Retired
faculty shall have free access to office and laboratory facilities when available.
* A retired faculty member may enroll tuition-free for one course each semester
and during the summer session.
* The University shall pay sixty percent of
the university-sponsored health insurance premiums for retired faculty. |
| XI. EMERITUS STATUS
Emeritus
status upon retirement may be recommended to the President through the regular
faculty evaluation process for approval by the Board of Regents. Such status is
not automatically awarded but is to be regarded a special recognition of outstanding
services. Emeritus status shall be conferred at Commencement following approval.
Emeriti faculty shall be listed with other faculty in university publications.
XII. INSURANCE
The University offers a voluntary
group insurance plan that provides both health and life insurance coverages. The
University pays sixty to seventy-five percent of the health insurance portion
for the employee, depending on the annual salary of the employee, or up to the
maximum allowable by law. Booklets providing complete information and schedules
are available in the Business Office. Benefits are subject to change as insurance
contracts are negotiated periodically. Faculty are involved in such determinations
as representatives in the Business Policy Committee, a university standing committee.
XIII. ANNUITIES
Tax-sheltered annuity plans are
available to all employees. Retirement investments may be made under a payroll
deduction arrangement. These programs offer the employee income tax advantages.
Complete details are available from the Business Office.
XIV. WORKMAN'S
COMPENSATION
If injured on the job, university employees are protected
under the Workman's Compensation Laws of the state. Premiums for this coverage
are paid by the University. The text of the law will be found in the NMSA 1978
compilation.
XV. SOCIAL SECURITY
In addition
to retirement benefits under the New Mexico Educational Retirements Act, each
employee will receive benefits under the Social Security law. Benefits of the
program are summarized in a book available from the Payroll Office.
XVI. TUITION
PRIVILEGES
In consideration for services rendered, the University will
waive regular tuition for one course, not to exceed three credit hours, each semester
or summer session subject to the restrictions listed in the Administrative and
Governance Policies and Procedures manual. The waiver privileges apply also to
noncredit/audit courses but exclude interim session, extension, seminars, and
workshops or any other self-supporting classes offered by University Outreach.
XVII. VACATIONS
Faculty on regular nine-month
or summer session contracts will observe vacations as established by the annual
instructional calendar. Nonteaching faculty on twelve-month contracts (including,
but not limited to, librarians with faculty rank, coaches and assistant deans)
will have one month (22 working days) of vacation annually. A maximum of 44 days
can be carried forward to a new fiscal year.
XVIII. LEAVES
In order to encourage faculty members to apply for outside grants and to stimulate
academic achievement and scholarly activity of both inexperienced and experienced
members. Eastern New Mexico University provides four types of leave.
General
Guidelines:
Application for sabbatical and faculty development leaves
mentioned below are channeled through the regular faculty evaluation process.
The general criteria in evaluating application for these leaves are: |
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* the merit of activity to be undertaken
during the leave period as it relates to the growth of the individual in the fulfillment
of the total purposes of the University;
* the suitability or arranging for
others to assume responsibilities of persons while on leave; or feasibility of
eliminating course offerings while the person is on leave; and
* the availability
of funds for these purposes. |
| Note: A report
of the work undertaken and completed by the faculty member during the leave shall
be submitted through the school director/department chairman and dean of the college
to the Vice President for Academic Affairs and the President within two months
of the faculty member's return to the campus. |
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A. Sabbatical Leave
Tenured members of the faculty have first consideration
in sabbatical leaves. If there are not enough requests, or if the projects of
tenured faculty are not approved, the nontenure, regular full-time faculty will
be eligible. Sabbatical leave shall be for post-doctoral study, research and/or
enrichment.
Sabbaticals for two semesters will be at half pay; sabbaticals
for one semester will be at full pay. In either instance, the salary will be based
on the academic year salary (August-May) of the faculty member during the year
for which the sabbatical is granted. Summer sabbatical salary will be the regular
summer school stipend to which the faculty member would be entitled if assigned
to regular teaching for the summer session. Two summer sabbaticals will constitute
the equivalent of a full sabbatical.
Other factors being equal, persons having
the longest interval since the last sabbatical shall be given highest consideration.
It is assumed that faculty members on sabbatical leave will continue as employees
of the University; thus, the policies regarding rights, privileges, and responsibilities
of those on sabbatical are the same as those for faculty members on active duty.
This means that those persons on sabbatical should give at least as much time
to their study and research as they would give to their regular duties on campus.
In accepting sabbatical leave, the faculty member will accept only such employment
as is consistent with the goals of the sabbatical. Grant support during the sabbatical
should be reported to the Vice President for Academic Affairs and to the dean
of the college.
Eligibility for sabbatical leave is established by the completion
of six years of full-time service to the University. Following completion of a
full sabbatical, eligibility for a second sabbatical leave will require six additional
years of full-time service to ENMU.
Two full contract years of service to
ENMU are required after any portion of the sabbatical leave has been completed.
Failure to comply will require full reimbursement of salary paid for the sabbatical,
plus interest compounded at the rate prevailing in local lending institutions.
B. Faculty Development Leaves
Faculty who have not completed terminal
degrees may apply for faculty development leaves which will be funded in the same
manner as are sabbatical leaves. The time spent working for an advanced degree
does not apply toward tenure or increase the faculty member's seniority. Any faculty
member may also apply for a faculty development leave for in-service education
which will enhance the faculty member's professional capabilities in a present
instructional assignment. The funding level for this type of leave will be negotiated
individually and may vary from case to case, depending on circumstances. Development
leave contracts will be prepared upon approval of a leave and will define the
conditions and obligations of the faculty member.
C. Leave of Absence
A request for a leave of absence and its approval shall be made through the
school director/department chairman, the dean, the Vice President for Academic
Affairs, the President and the Board of Regents. A person on leave of absence
is without pay from the University.
Group insurance may be continued while
the faculty member is on leave, providing the full payment for the insurance is
made with no contributions being paid by the institution during the period and
provided that continuance of the insurance while on leave is allowed by the insurance
company.
The regulations of the New Mexico Educational Retirement Board prohibit
the payment of retirement contributions, and payments must be discontinued during
the period of leave of absence.
D. Leave for Political Purposes
With respect to leaves of absence for political purposes, the University subscribes
to the principles outlined in the 1969 Statement on Professors and Political Activity
of the AAUP. According to New Mexico Statute, faculty members elected to the state
legislature my not be compensated by the University during their terms of office.
All such activity, except that clearly of a consultative nature or that under
contract through the University, which is directly related to one's professional
competency should be entirely disassociated from one's university relationship.
By this, it is meant that the faculty member should not create the impression
that he/she is acting either for, in behalf of, or with the approval of the University.
E. Personal Leave
When a faculty member requests time away from
campus for events other than those occasioned by family/health emergencies or
for professional development, such an absence constitutes personal leave. Only
regular faculty will be eligible for personal leave which will be limited to five
work days during the regular academic year and two work days during summer semester.
Personal leave will not accumulate from academic year to academic year.
A
faculty member requesting personal leave has the obligation to complete the off-campus
leave request and to provide precise information about how missed classes and
other obligations will be covered. Faculty are relied upon not to abuse the right
to request personal leave, since their absence burdens faculty covering responsibilities
and students whose instruction is being interrupted. |
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PART FOUR - FACULTY SEVERANCE |
| I. RESIGNATIONS
Any provision
in regard to notification of resignation by a faculty member will depend on the
conditions of tenure which are in effect. ENMU does not expect its faculty to
feel an obligation beyond the legal requirements of their contracts. It does expect
faculty and staff members to act in accordance with several ethical considerations.
It is desirable that, when feasible, the full-time faculty member who has
been approached with the offer of another position inform the appropriate officers
of ENMU when such negotiations are in progress. The conclusion of a binding agreement
for the faculty member to accept an appointment elsewhere should always be followed
by prompt notice to ENMU.
A full-time faculty member should not resign in
order to accept other employment during the term of the contract. It is recognized
that emergencies will occur. In such an emergency, the faculty member may ask
the appropriate officials of the institution to waive this requirement, but he/she
should conform to their decision.
Violation of these ethical considerations
may be brought to the attention of professional associations with the possibility
of subsequent publication in particular cases after the facts are duly established.
II. DISCIPLINARY ACTION
Adequate cause
for suspension, termination of services, or other disciplinary action, including
written reprimands, temporary suspension with loss of pay, or other disciplinary
action, may result from a faculty member's refusal or willful failure to perform
duties as assigned by his/her supervisor pursuant to the terms of employment in
the Faculty Handbook or the contract, incompetence in the performance of duties,
moral turpitude, or other just cause. The University subscribes to the principles
outlined in the AAUP Statement of Procedural Standards in Faculty Dismissal Proceedings
of 1958.
When reason arises to question the fitness of a faculty member who
has tenure or whose term appointment has not expired to discharge his/her normal
responsibilities, the procedures detailed in the 1958 AAUP statement will be observed
and are outlined below: |
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A. Preliminary
proceedings shall be conducted involving the faculty member and an appropriate
administrator.
B. Formal proceedings shall be instituted by the President
and conducted by a hearing committee. The committee shall be elected from among
the tenured faculty and shall include five persons, at least two of whom shall
be from the college in which the faculty member holds his/her appointment. The
election shall be conducted by the Faculty Senate; all faculty eligible for participation
in the Faculty Senate elections are eligible to vote in this election. The committee
shall report its decision to the faculty member and to the president, who shall
transmit the report to the Board of Regents. Under New Mexico statutes, a full
de novo hearing or trial before the Board is required. The Board may make a final
decision overruling the committee only after a reconsideration of the case by
the committee upon request of the Board.
C. Suspension of the faculty member
is rarely justified but, if deemed advisable normally shall be with pay unless
prohibited by law. Notification of suspension shall be given in writing by the
Vice President for Academic Affairs.
D. Publicity about the case, except for
simple announcements, shall be avoided until the proceedings have been completed.
All public statements shall be made through the President's Office. |
| III. REDUCTION IN FORCE |
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A. General Guidelines |
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1. The economic and
academic conditions prevailing in higher education may require a reduction in
force. In order to make reduction in force as fair and orderly as possible and
to protect faculty members, both probationary and tenured, against the effects
of such action, reduction in force shall occur only under the following conditions. |
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a.
Institutional financial problems which are demonstrably bona fide as determined
by legislative funding.
b. A significant decline in general enrollment or
shifting patterns of enrollment within the University requiring programmatic review.
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2. The following
priorities shall serve as guides in reduction of force. Only w |
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a. Within
any academic discipline: |
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(1)
Faculty other than regular full-time faculty shall be reduced before any probationary
staff is affected.
(2) Probationary faculty shall be reduced before any tenured
faculty.
(3) Reduction in force should ordinarily proceed according to seniority.
Exceptions shall be clearly justified by the dean of the college.
(4) When
faculty members have been employed under an affirmative action program, exceptions
may be made to this procedure to guarantee the integrity of that program.hen reduction
would create severe program dislocations and when no reorganization is possible
in the judgement of the dean of the affected college will the priorities be affected.
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b.
Faculty members whose positions have been reduced shall be guaranteed certain
rights and benefits: |
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(1)
Before being terminated, the faculty member shall have the right to fill any existing
academic or nonacademic vacancy for which he/she is qualified or the right to
transfer to any other discipline or to another branch to fill any vacancy therein
for which he/she may be qualified. Qualifications will be determined by the dean
of the affected college in consultation with the faculty.
(2) The right of
recall to any position (whether it is a newly created position or a vacancy) for
which the individual is qualified shall be provided for a one-year period. Recall
within a discipline shall be based on seniority at the time of separation.
(3) When faculty members who have been separated are rehired for the same discipline,
they will be reinstated with the benefits and status accrued at the time of reduction.
(4) The institution should provide all possible assistance to a separated
faculty member in securing a position in another institution or location. |
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B. Definitions |
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1. Reduction in Force Due to Financial Exigency
A reduction in force due
to financial exigency shall be necessary when it is determined by the Board of
Regents that the regularly appropriated current general budget is inadequate for
the maintenance of the existing number of faculty positions. Termination for financial
exigency will normally be effective at the conclusion of the academic year during
which this action is taken. Procedures are described in Section C.1. below.
2. Reduction in Force Resulting from Programmatic Review
A reduction
in force for programmatic reasons may be necessary when a significant decline
in general enrollment or shifting patterns of enrollment within the University
are determined by the Board of Regents to be sufficiently serious as to require
the shifting of personnel resources to meet student needs. The Vice President
for Academic Affairs, in consultation with the Academic Council, will make the
initial determination as to the necessity for programmatic review. When the President
and the Board of Regents concur, a review will be undertaken following the procedures
in Section C.2. below. |
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C. Procedures |
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1. Reduction in
Force Due to Financial Exigency
(These procedures take precedence over
all others in this Handbook relating to severance of faculty. Under these circumstances,
it may be necessary to set aside notification deadlines [see page 9].) |
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a.
When the Board of Regents determines that there exists a financial exigency which
will require the elimination of one or more faculty positions, a reduction in
force committee shall be formed which shall be called the Financial Review Committee
(FRC) and which shall consist of the Vice President for Academic Affairs (who
shall chair the committee); the Vice President for Business Affairs; the Dean
of Graduate Studies; the Presidents of the Faculty Senate; the Professional Employee
Senate; the Support Services Senate; seven faculty members; and two students.
The faculty members must be tenured and shall be elected in each college by those
within the respective colleges who are eligible to vote in Faculty Senate elections.
Three will be elected from the College of Liberal Arts and Sciences; two from
the College of Education and Technology; and one each from the College of Business
and the College of Fine Arts. The Faculty Senate shall conduct the elections as
directed by the Board of Regents upon the Board's finding that a financial exigency
exists. The student members will be appointed by the President of the Student
Government who may appoint himself/herself and shall represent majors in different
colleges.
b. The committee shall review all pertinent data available, including
data provided by the Offices of Academic Affairs and Planning and Analysis, including
Commission on Higher Education documents, Board of Regents directives, enrollment
statistics covering at least the three previous years, and data generated by appropriate
committees, disciplines, departments, schools, and colleges; and hold whatever
hearings as it deems necessary.
c. The Vice President for Academic Affairs
shall conduct hearings to allow concerned schools, departments, disciplines, and
programs the opportunity to rebut before recommending to the dean that a program
be reduced.
d. In accordance with the guidelines established above, the dean,
in consultation with the school directors/department chairmen, shall submit his
recommendations to the Vice President for Academic Affairs.
e. The Vice President
for Academic Affairs shall submit his recommendations to the President for review
before final recommendations are submitted to the Board of Regents.
f. Whenever
a tenured faculty member is affected by these procedures, the Board of Regents
shall afford such faculty member a public hearing in compliance with New Mexico
statutes.
g. Nontenured faculty may request a hearing which may be granted
at the discretion of the Board. The decision of the Board is final. |
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2. Reduction of
Force Resulting from Programmatic Review |
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a.
When the Board of Regents determines that a programmatic review is necessary,
a reduction in force committee shall be formed which shall be called the Program
Review Committee (PRC) and shall consist of the Vice President for Academic Affairs
(who shall chair the committee); Dean of Graduate Studies; the President of Faculty
Senate; seven faculty members, and two students. The faculty members shall be
elected as described in Section C.1.a. above.
b. See Section C.1.b. above.
c. The committee shall consider the special needs of any discipline to carry
on a quality program and may recommend that a program be funded in excess of its
student production.
d. Should a possible reduction affect the existence of
an academic program, the discipline, school/department, and college will have
three weeks in which to provide written and oral justification for its program
to the committee before the committee submits its recommendations to the Vice
President for Academic Affairs.
e. See section C.1.c. above.
f. See section
C.1.d. above.
g. See section C.1.e. above.
h. See section C.1.f. above.
i. See section C.1.g. above.
j. Faculty affected by reduction in force
resulting from programmatic review will be given notification in accordance with
the deadlines on page 11. |
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D. Procedures as applied to ENMU-Roswell |
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1. Reduction in Force Due to Financial Exigency
(These procedures take
precedence over all others in this Handbook relating to severance of faculty.
Under these circumstances, it may be necessary to set aside notification deadlines
[see page 9].) |
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a.
When the Board of Regents determines that there exists a financial exigency which
will require the elimination of one or more faculty positions, a reduction in
force committee shall be formed, shall be called the Financial Review Committee
and shall consist of the Instructional Dean (chair of the committee); the President
of the Faculty Senate; one member of the Professional Employee Senate; one member
of the Support Services Senate; and at least six faculty members and two students.
The faculty members must be tenured and shall be elected by those faculty members
eligible to vote in Faculty Senate elections. At least one faculty member shall
be elected from each instructional division. The Faculty Senate shall conduct
the election for faculty representatives; the student members shall be appointed
by the President of Student Government, who may appoint himself/herself. However,
one student member must come from the vocational program and one from an academic
transfer program.
b. The committee shall review all pertinent data available,
including that provided by the administration, consisting of Commission on Higher
Education documents, Board of Regents directives, enrollment statistics covering
at least three previous years, and data generated by appropriate committees. The
committee will hold whatever hearings it considers necessary.
c. The instructional
dean shall conduct hearings to allow concerned programs and faculty members a
rebuttal before recommending to the division chair that a program be reduced.
d. In accordance with the guidelines established above, the instructional
dean, in consultation with the division chair, shall recommend to the Provost
individual faculty members to be considered a part of the reduction.
e. The
Provost shall submit his/her recommendations to the Vice President for Academic
Affairs, who in turn shall submit his/her recommendations to the President for
review before final recommendations are submitted to the Board of Regents.
f. Whenever a tenured faculty member is affected by these procedures, the Board
of Regents shall afford such faculty member a public hearing held in compliance
with New Mexico Statues.
g. Nontenured faculty may request a hearing which
may be granted at the discretion of the Board. The decision of the Board is final.
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2. Reduction
in Force Resulting from Programmatic Review |
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a.
When the Board of Regents determines that a programmatic review is necessary,
a reduction in force committee shall be formed; shall be called the Program Review
Committee (PRC); and its membership shall be constructed the same as the FRC (D.1.a).
b. See section D.1.b. above.
c. The committee shall consider special
needs of any discipline to carry on a quality program and may recommend that a
program be funded in excess of its student production.
d. Should a possible
reduction affect the existence of an academic program, the discipline, school/department
and college will have three weeks in which to provide written and oral justification
for its program to the committee prior to the committee submitting its recommendations
to the Vice President for Academic Affairs.
e. See section C.1.c. above.
f. See section C.1.d. above.
g. See section C.1.e. above.
h. See section
C.1.f. above.
i. See section C.1.g. above.
j. Faculty affected by reduction
in force as a result of programmatic review will be given notification in accordance
with the deadlines listed in Part Two, "Notice of Nonreappointment." |
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| PROCEDURES
FOR APPROVAL AND AMENDMENT OF THE FACULTY HANDBOOK
Proposals for change
in the Faculty Handbook may be submitted by any university individual or group.
Such proposals must be submitted to the Faculty Personnel Policy and Handbook
Committee for review, selection and refinement. Proposed changes selected by the
Committee shall be presented to the university faculty in a forum. The Faculty
Personnel Policy and Handbook Committee, after considering the university faculty
forum discussion, shall further review proposals and submit its recommendation(s)
to the Faculty Senate. The Faculty Senate shall determine by a simple majority
of the Senate membership, governed by the Handbook, which proposals it shall submit
for referendum to the regular faculty, governed by the Handbook. Those proposals
receiving a favorable majority vote in the referendum shall be forwarded by the
Faculty Senate President to the University President. The University President
shall submit proposals that survive the referendum to the Board of Regents with
his/her recommendations. The University President may elect to submit any proposed
changes that do not survive this process to the Board of Regents, provided that
the Faculty Senate receives prior notice of this intent. The Faculty Senate President
shall have the opportunity to present recommendations of support or nonsupport
of the proposed amendments to the Board of Regents. The Board of Regents may amend
this Handbook without necessarily going through the aforementioned process but
shall provide prior notice to the Faculty Senate. Amendments approved by the Board
of Regents shall become effective at the beginning of the next contract year.
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